Mathematics.

invariant theory

Invariant Theory

Representation Theory90 minDifficulty9 out of 10

Overview

Invariant theory studies the ring of polynomials (or more general algebraic objects) that are fixed under the action of a group. The fundamental questions are: is the invariant ring finitely generated? Is it Cohen--Macaulay? What are its generators and relations? Classical invariant theory (19th century) focused on binary forms; Hilbert's finite generation theorem (1890) and the 14th problem (about finite generation of more general invariant rings) transformed the field. Modern invariant theory connects to geometric invariant theory (GIT), representation theory, commutative algebra, and algebraic geometry.

Intuition

If a group G acts on a vector space V, it also acts on the polynomial ring k[V]. The invariant ring k[V]^G consists of all polynomials unchanged by every g ∈ G. For example, if G = S_n acts on ℝ^n by permuting coordinates, then k[x₁,…,xₙ]^{S_n} = k[e₁,…,eₙ] is freely generated by the elementary symmetric polynomials eₖ.

Formal Definition

Definition

Let G be a group acting on a vector space V over a field k. G acts on the polynomial ring k[V] = k[x₁,…,xₙ] by (g·f)(v) = f(g⁻¹·v). The invariant ring is the subring of G-fixed polynomials.

k[V]G={fk[V]:gf=f  gG}k[V]^G = \{f \in k[V] : g \cdot f = f \;\forall g \in G\}
Invariant ring
(gf)(x1,,xn)=f(g1(x1,,xn))(g \cdot f)(x_1,\ldots,x_n) = f(g^{-1} \cdot (x_1,\ldots,x_n))
G-action on polynomials by substitution
RG is Noetherian    RG is finitely generated over k(G linearly reductive)R^G \text{ is Noetherian} \iff R^G \text{ is finitely generated over } k \quad (G \text{ linearly reductive})
Hilbert--Nagata theorem: finite generation for linearly reductive G
β(G)=max{d:fk[V]dG not in subalgebra generated by lower degree invariants}\beta(G) = \max\{d : \exists f \in k[V]^G_d \text{ not in subalgebra generated by lower degree invariants}\}
Noether number: degree bound for generators

Notation

NotationMeaning
k[V]Gk[V]^GInvariant ring of G acting on k[V]
β(G)\beta(G)Noether number -- degree bound for generators of k[V]^G
V/ ⁣ ⁣/GV /\!\!/ GGIT quotient = Spec(k[V]^G)

Properties

Reynolds operator

R:k[V]k[V]G,R(f)=1GgGgfR : k[V] \to k[V]^G, \quad R(f) = \frac{1}{|G|}\sum_{g \in G} g \cdot f

Cohen--Macaulay property

ForGafinitegroupincharacteristic0,k[V]GisalwaysCohenMacaulay.For G a finite group in characteristic 0, k[V]^G is always Cohen--Macaulay.

Symmetric polynomials

k[x1,,xn]Sn=k[e1,,en] – freely generated by elementary symmetric polynomialsk[x_1,\ldots,x_n]^{S_n} = k[e_1,\ldots,e_n] \text{ -- freely generated by elementary symmetric polynomials}

Theorems

Theorem 1: Hilbert's finite generation theorem
IfGisalinearlyreductivealgebraicgroupactingonafinitelygeneratedkalgebraR,thenRGisfinitelygeneratedoverk.If G is a linearly reductive algebraic group acting on a finitely generated k-algebra R, then R^G is finitely generated over k.
Theorem 2: Noether's degree bound
ForafinitegroupGofordernactingonk[V]withchar(k)=0,theinvariantringk[V]Gisgeneratedbyelementsofdegreen=G.For a finite group G of order n acting on k[V] with \mathrm{char}(k) = 0, the invariant ring k[V]^G is generated by elements of degree \leq n = |G|.
Theorem 3: Chevalley--Shephard--Todd theorem
IfGisafinitesubgroupofGL(V)generatedbypseudoreflections(elementsfixingahyperplane),thenk[V]Gisapolynomialringk[f1,,fn]withdeg(fi)=di.If G is a finite subgroup of GL(V) generated by pseudo-reflections (elements fixing a hyperplane), then k[V]^G is a polynomial ring k[f_1,\ldots,f_n] with deg(f_i) = d_i.
Theorem 4: Molien's formula
d0(dimk[V]dG)td=1GgG1det(Itg)\sum_{d \geq 0} (\dim k[V]^G_d) t^d = \frac{1}{|G|}\sum_{g \in G} \frac{1}{\det(I - tg)}

Worked Examples

  1. 1

    G = {id, σ} where σ(x) = -x, σ(y) = -y. Invariant polynomials are those unchanged by this sign change.

    k[x,y]Z/2={f:f(x,y)=f(x,y)}k[x,y]^{\mathbb{Z}/2} = \{f : f(-x,-y) = f(x,y)\}
  2. 2

    These are polynomials with only even-degree terms: span of monomials x^a y^b with a+b even.

    k[x,y]G=k[x2,xy,y2]k[x,y]^G = k[x^2, xy, y^2]
  3. 3

    The ring k[x², xy, y²] is generated by three elements satisfying one relation: (xy)² = x²·y².

    (xy)2=x2y2(xy)^2 = x^2 \cdot y^2

✓ Answer

k[x,y]^{ℤ/2} = k[x², xy, y²] ≅ k[a,b,c]/(b²-ac).

Practice Problems

Hardfree response

Use Molien's formula to compute the Hilbert series of k[x,y]^{S₂} where S₂ acts by swapping x and y.

Hardproof writing

Prove that the Reynolds operator R: k[V] → k[V]^G is a projection onto invariants and satisfies R(fg) = fR(g) for f ∈ k[V]^G.

Common Mistakes

Common Mistake

Thinking invariant rings are always polynomial rings

The invariant ring k[V]^G is a polynomial ring only when G is generated by pseudoreflections (Chevalley--Shephard--Todd). In general, it has generators and relations (it is a Cohen--Macaulay ring but not necessarily regular).

Common Mistake

Assuming Hilbert's 14th problem has a positive answer for all groups

Nagata (1958) gave a counterexample to Hilbert's 14th problem: a non-reductive unipotent group G acting on a polynomial ring where the invariant ring is not finitely generated.

Quiz

Hilbert's finite generation theorem applies to groups G that are:
The Reynolds operator R: k[V] → k[V]^G satisfies:

Historical Background

Cayley, Sylvester, and Clebsch developed the classical theory of covariants and invariants of binary forms (homogeneous polynomials in two variables) in the mid-19th century. Hilbert's 1890 proof that the invariant ring of a linearly reductive group acting on a polynomial ring is finitely generated (using Hilbert's basis theorem) was revolutionary -- and initially controversial, as it gave no explicit generators. Noether (1916) proved that for finite groups in characteristic 0, the invariant ring is generated by elements of degree at most |G|. Mumford's geometric invariant theory (1965) gave a modern algebro-geometric framework for forming quotients by group actions.

  1. 1845

    Cayley introduces the theory of binary forms and invariants

    Arthur Cayley

  2. 1890

    Hilbert proves finite generation of invariant rings for linearly reductive groups

    David Hilbert

  3. 1916

    Noether proves invariant ring of a finite group is generated in degree ≤ |G|

    Emmy Noether

  4. 1965

    Mumford's geometric invariant theory (GIT)

    David Mumford

Summary

  • The invariant ring k[V]^G is the subring of polynomials fixed by all g ∈ G.
  • Hilbert's theorem: k[V]^G is finitely generated when G is linearly reductive.
  • Noether's bound: for |G| < ∞ in char 0, generators exist in degree ≤ |G|.
  • The Reynolds operator R(f) = (1/|G|)Σg·f is the projection onto k[V]^G.
  • CST theorem: G generated by pseudoreflections implies k[V]^G is a free polynomial ring.
  • Molien's formula computes the Hilbert series of k[V]^G for finite G.

References

  1. BookSturmfels, B. -- Algorithms in Invariant Theory, 2nd ed. (2008), Chapters 1--3
  2. BookDerksen, H. & Kemper, G. -- Computational Invariant Theory (2002), Chapters 1--2
  3. BookBenson, D.J. -- Polynomial Invariants of Finite Groups (1993)