Mathematics.

operator theory

Self-Adjoint Operators

Functional Analysis55 minDifficulty7 out of 10

Overview

A bounded linear operator T on a Hilbert space H is self-adjoint (or Hermitian) if T = T*, where T* is the Hilbert space adjoint defined by <Tx, y> = <x, T*y> for all x, y in H. Self-adjoint operators have real spectrum, admit a spectral measure decomposition (the spectral theorem), and model observable quantities in quantum mechanics. They are the infinite-dimensional analogue of real symmetric matrices.

Intuition

A matrix is self-adjoint if it equals its conjugate transpose. The Hilbert space analogue replaces the matrix entry condition with an inner product condition: <Tx, y> = <x, Ty> for all x, y. This symmetry forces eigenvalues to be real and eigenvectors for distinct eigenvalues to be orthogonal. In quantum mechanics, self-adjoint operators represent observables whose measured values (spectral values) must be real.

Formal Definition

Definition

Let H be a Hilbert space. The adjoint T* of T in B(H) is the unique operator satisfying <Tx, y> = <x, T*y> for all x, y in H (existence and uniqueness by the Riesz representation theorem applied to y |-> <Tx,y>). T is self-adjoint if T = T*, i.e., <Tx,y> = <x,Ty> for all x,y in H. T is positive (T >= 0) if <Tx,x> >= 0 for all x. Every positive operator is self-adjoint.

Tx,y=x,Tyx,yH\langle Tx, y \rangle = \langle x, T^* y \rangle \quad \forall x, y \in H
Definition of adjoint
T=T    Tx,y=x,Tyx,yHT = T^* \iff \langle Tx, y \rangle = \langle x, Ty \rangle \quad \forall x, y \in H
Self-adjointness
T=supx=1Tx,x(T=T)\|T\| = \sup_{\|x\|=1} |\langle Tx, x \rangle| \quad (T = T^*)
Norm via quadratic form for self-adjoint T

Notation

NotationMeaning
TT^*Hilbert space adjoint of T
T=TT = T^*T is self-adjoint
T0T \ge 0T is positive: <Tx,x> >= 0 for all x
σ(T)\sigma(T)Spectrum of T (real for self-adjoint T)

Theorems

Theorem 5.1: Theorem 5.1
IfTinB(H)isselfadjoint,thensigma(T)subsetRandT=supx=1<Tx,x>.Moreover,T=max(infsigma(T),supsigma(T))=r(T).If T in B(H) is self-adjoint, then sigma(T) subset R and ||T|| = sup_{||x||=1} |<Tx,x>|. Moreover, ||T|| = max(|inf sigma(T)|, |sup sigma(T)|) = r(T).
Theorem 5.2: Theorem 5.2
Eigenvectors of a self-adjoint operator corresponding to distinct eigenvalues are orthogonal: if Tu = lambda u and Tv = mu v with lambda != mu (real), then <u,v> = 0.
Theorem 5.3: Theorem 5.3 (Spectral theorem, bounded self-adjoint version)
ForeveryboundedselfadjointoperatorTonaHilbertspaceH,thereexistsauniquespectralmeasureEontheBorelsubsetsofsigma(T)subsetRsuchthatT=integralsigma(T)lambdadE(lambda).For every bounded self-adjoint operator T on a Hilbert space H, there exists a unique spectral measure E on the Borel subsets of sigma(T) subset R such that T = integral_{sigma(T)} lambda dE(lambda).

Worked Examples

  1. 1

    Compute the inner product:

    Mfg,h=01f(t)g(t)h(t)dt\langle M_f g, h \rangle = \int_0^1 f(t)g(t)\overline{h(t)}\,dt
  2. 2

    Since f is real-valued, f(t) = overline{f(t)}:

    =01g(t)f(t)h(t)dt=g,Mfh= \int_0^1 g(t)\overline{f(t)h(t)}\,dt = \langle g, M_f h \rangle
  3. 3

    So <M_f g, h> = <g, M_f h> for all g, h in L^2[0,1], i.e., M_f* = M_f.

✓ Answer

M_f is self-adjoint for real-valued f because multiplying by a real function commutes with complex conjugation in the inner product.

Practice Problems

Mediumproof writing

Prove that the spectrum of a self-adjoint operator T in B(H) is real.

Mediumfree response

Give an example of a self-adjoint operator on l^2 and compute its spectrum.

Quiz

A bounded operator T on a Hilbert space H is self-adjoint if:
The spectrum of a bounded self-adjoint operator on a complex Hilbert space is:
For a self-adjoint T in B(H), ||T|| equals:

Summary

  • T is self-adjoint if T = T*, equivalently <Tx,y> = <x,Ty> for all x,y in H.
  • Self-adjoint operators have real spectrum: sigma(T) subset R.
  • Eigenvectors for distinct eigenvalues are orthogonal.
  • The norm equals the quadratic form norm: ||T|| = sup_{||x||=1}|<Tx,x>|.
  • The spectral theorem gives T = integral lambda dE(lambda) as an integral over sigma(T).

References

  1. BookReed, M. & Simon, B. — Methods of Modern Mathematical Physics I, Chapter VI
  2. BookRudin, W. — Functional Analysis (2nd ed.), Chapter 12